Charles Schwab Senior Manager, GDT Risk & Controls in Austin, Texas


Austin - TX, AUS1, 2309 Gracy Farms Lane, 78758

Mary O'Brien


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

We are looking for a Senior Manager of Risk & Controls to maintain and continuously improve our control environment to manage risks, and address audit, regulatory and client requirements by using our control frameworks.

What you’ll do:

  • Coordinate with control owners to modify procedures to ensure effective controls in our areas of responsibility.

  • Provide documentation and maintenance of control procedures to support RCSA (Risk Controls Self-Assessment) controls.

  • Author procedural steps for consistent audit response for RCSA controls Manage and maintain GDT risk documentation and controls.

  • Communicate to leadership on control effectiveness and issues. Respond to issue inquiries, maintain issue and action plan information, and ensure the upload of supporting evidence to the appropriate risk management platform (SIRIS and/or Archer).

  • Develop and communicate GDT-wide Risk Controls Implementation Strategy and Plans Ensure closure of Issues and Management Action Plans Coordinate all new audits (internal, SOX, etc.) with audit teams and control owners.

  • Work with STS and Corporate risk management teams to improve the risk management and control process for STS, and ensure coordination with corporate and STS risk management initiatives.

What you have:

  • Bachelor’s Degree in a technology discipline or equivalent experience

  • 7+ years of experience in the Financial Services industry Strong, in-depth experience with complex, enterprise-wide IT platform operations

  • Knowledge and experience with IT risk management and use of control frameworks.

  • Issue Validation and Acceptance Issue to Control Mapping Certification Research & Preparation

  • Experience in Internal, External and Regulatory Audit Coordination

  • Ability to clearly and succinctly communicate & educate broader team in the area of Risk Controls Strong organizational, critical thinking, facilitation capabilities and the interpersonal skills necessary to assess problems, analyze options, navigate diverse perspectives and objectives and develop appropriate risk management options with clear trade-offs

  • Strong work ethic, positive demeanor, and drive to see projects through to successful completion.

  • Assertive and proactive and have the ability to bring out the best in others.

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Marketing-less than 2 yrs, Analyst/Strategy-2-5 yrs, Financial Services-6+ yrs, Internal Audit, IT-Management/Technical Project Mgmt-2-5 yrs, Regulatory, Risk Analysis

Position Located In: TX - Austin

Education: BA/BS

Job Type: Full Time

Category:Information Technology

Activation Date: Thursday, June 29, 2017

Expiration Date: Saturday, September 2, 2017

Apply Here