Charles Schwab Clearing Services Specialist, Lone Tree - CO in Lone Tree, Colorado


Lone Tree - CO, BRCOQ4, 9899 Schwab Way, 80124-5377

Toni L Pohle


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Our goal in Asset Management Operations (AMO) is to be the most admired and respected Mutual Fund operations group within the Industry. We are known for our spectacular customer service and flawless execution; our industry leading efficiency and cost structure; the quality and breadth of our product offering; and the unparalleled professionalism of our employees. Clearing Operations holds $200 billion dollars in Mutual Fund assets and continues to be a growing business for the Firm.

What you’ll do:

A Specialist within AMO Clearing Services performs functions related to Broker / Dealer Mutual Fund Operations transfer processing. The environment is fast paced, technical and requires strong customer service skills.

The successful Clearing Operations Specialist demonstrates the following:

  • Maintains excellent working relationship with the Clearing Clients, their peers, internal business partners, and counterparties within the Industry.

  • Effectively handles client issues and always put the client first, while demonstrating technical proficiency

  • Meet multiple deadlines throughout the day is a high priority

  • Uses multiple systems within the department

What you have:

Required Skills:

  • Ability to be an active member of and role model within a Team

  • Proven experience collaborating across business units

  • Ability to improve productivity through suggestion of implementation of process improvements and/or system enhancements

  • Previous experience supporting clients with sound customer service skills and judgement

Preferred Skills:

  • 1-2 years of back office/operations financial industry experience is preferred

  • Series 7 & 63 is preferred

  • BA or BS preferred


  • Excellent written and verbal communication skills

  • Complex problem solving skills

  • Strong analytical, research, data entry and prioritization traits

  • Strong interpersonal and teamwork qualities

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Brokerage Operations-less than 2yrs, Financial Services-less than 2 yrs

Position Located In: CO - Lone Tree

Education: BA/BS

Job Type: Full Time

Category:Brokerage Operations & Trading

Activation Date: Friday, July 7, 2017

Expiration Date: Saturday, July 22, 2017

Apply Here