Charles Schwab Sr Specialist, Trading Operations in Lone Tree, Colorado


Lone Tree - CO, DENR2, 9800 Schwab Way, 80124

Toni L Pohle


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

As a Trading Operations Specialist, you will be part of Schwab's Trading Operations Department/Electronic Order Review Team, which is a sub-family of Operational Services. We are responsible for ensuring that customer orders get to the execution points quickly, efficiently, and accurately. We do this through order line management, order review/processing, trade problem resolution, exchange support service and system management.

What you’ll do:

You will be involved with testing and initiating the morning flow of orders to the execution points, handle extended-hours trading processes (including trade error mitigation), and review and process client (retail and institutional) orders. You will also be involved in analyzing accounts for suspicious and/or fraudulent trading activity. In addition, you will be engaged with Exchange Service Support Team processes, coordinate with Securities Lending on inventory deficiencies and lend assistance to the Trading Operations System Team.

To succeed in this role you will need to be able to apply your knowledge of trading/trading operations, margin and display general business acumen in making timely, independent decisions. You will be expected to show an aggressive and enthusiastic approach in helping the team reach its goals, while identifying ways to improve current processes. To be successful, excellent communication skills, a client-centric approach and the ability to make sound and timely independent decisions are a must.

What you have:

  • NASD Series 7 and 63 License required.

  • Series 57 (series55/series56) and a 9/10 are a plus.

  • Working knowledge of margin required.

  • Trade routing experience helpful.

  • Excellent communication and service skills and the ability to work in a team environment.

What you’ll get:

  • Everyday Wellness: Healthy Rewards, Onsite Fitness Classes, Healthy Choices, Wellness Champions

  • Financial Fitness: 401k Match, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: FINRA Series 63, FINRA Series 7

Relevant Work Experience: Brokerage Operations-2-5 yrs

Position Located In: CO - Lone Tree

Education: BA/BS

Job Type: Full Time

Category:Brokerage Operations & Trading

Activation Date: Wednesday, July 5, 2017

Expiration Date: Saturday, July 22, 2017

Apply Here