Charles Schwab Trading Operations Senior Specialist in Lone Tree, Colorado


Phoenix - AZ, PHXPEAK, 2423 E Lincoln Dr, 85016-1215

Erika Jessica Pullem


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Trading Operations is responsible for ensuring customer orders are processed with speed and accuracy acting as a liaison between internal representatives and executing venues and managing open equity and option order flow.

What you’ll do:

Trading Operations representatives are responsible for managing equity and option order routing through executing vendors. Responsibilities include acting as a liaison between internal representatives and the executing vendor trading desks, managing exchange exceptions, reconciling open orders and researching and resolving trade errors. Additionally, Trading Operations representatives provide support for internal representatives to mitigate trading risk, determine entitlement and help in processing complex equity and option trades.

What you have:

  • Active Series 7 & 63 licenses required,

  • Active Series 9 & 10 licenses preferred,

  • Bachelor’s degree or related work experience,

  • Strong knowledge of Equity and Option trading,

  • Understanding of trading principles, entitlements and trading operations,

  • Demonstrated the ability to acquire skills quickly and to operate in a fast paced organization,

  • Must be able to work well under pressure,

  • Excellent written and verbal communication skills,

  • Ability to exercise sound judgment and be able to analyze and resolve complex issues,

  • Dynamic interpersonal skills a must,

  • Positive attitude, enthusiasm, professionalism and strong work ethic with a high level of integrity,

  • Strong understanding of Schwab’s trading system is a plus.

You demonstrate these behaviors:

  • Results Orientation: Has a strong sense of urgency about solving problems and getting work done,

  • Fostering Teamwork: Seeks opportunities to work on teams as a means to develop experience and knowledge,

  • Analytical Thinking : Notices discrepancies and inconsistencies in available information,

  • Thoroughness: Carefully reviews and checks the accuracy of information in work reports,

  • Oral Communication: Tailors the content of information and speech to the level and experience of the audience.

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: FINRA Series 63, FINRA Series 10, FINRA Series 7, FINRA Series 9

Relevant Work Experience: Trading-6+ yrs, Trading-2-5 yrs, Brokerage Operations-2-5 yrs, Brokerage Operations-less than 2yrs, Brokerage Operations-6+ yrs, Retirement Services-6+ yrs, Financial Services-6+ yrs, Trading-less than 2 yrs, Accounting and Finance-2-5 yrs, Accounting and Finance-6+ yrs, Financial Services-2-5 yrs, Accounting and Finance-less than 2 yrs

Position Located In: AZ - Phoenix, CO - Lone Tree

Education: BA/BS

Job Type: Full Time

Category:Brokerage Operations & Trading

Activation Date: Monday, June 19, 2017

Expiration Date: Tuesday, July 4, 2017

Apply Here