Charles Schwab Financial Risk Internal Controls Analyst in Westlake, Texas


Westlake - TX, TX2050R, 2050 Roanoke Road, 76262-9616

Pamela Ferrell


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Our department, Market and Investment Risk Management (MIR), sits within Corporate Risk Management organization and is responsible for managing credit, market, capital, and liquidity risks for the firm. MIR seeks a risk management professional to work with our subject matter experts in support of managing MIR’s internal controls standards and repository. This position will also provide support for responding to regulatory and audit engagements. Additionally, you will help manage MIR’s company-facing intranet sites. This is an individual contributor role.

What you’ll do:

  • Manage and enhance MIR’s internal controls documentation

  • Standardize procedure templates and manage repository of procedures

  • Maintain the Risk & Control Self-Assessment (RCSA) for MIR

  • Participate in Risk and Control Self-Assessment Workshops with the team to identify opportunities for improvement to their internal controls documentation

  • Maintain documentation in response to regulatory and internal engagement activities

  • Create and maintain MIR’s SharePoint/wiki pages

  • Support process improvement initiatives

What you have:

  • 2+ years of working knowledge of risk management principles, methodologies, control frameworks, and/or governance principles and activities

  • 1+ years of work in a financial services environment

  • Experience documenting technical and/or modeling processes and writing procedures

  • Strong communication skills, written and verbal

  • Bachelor’s degree required

  • Experience with Liquidity, Credit, Market, and/or Capital risk management preferred

  • Regulatory, auditing, or risk management experience preferred

  • Experience with SharePoint/wiki preferred

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Internal Audit, Financial Services-2-5 yrs, Risk Analysis

Position Located In: TX - Westlake

Education: BA/BS

Job Type: Full Time

Category:Risk Management

Activation Date: Wednesday, April 25, 2018

Expiration Date: Monday, October 1, 2018

Apply Here