Charles Schwab Financial Risk Internal Controls Manager in Westlake, Texas
Westlake - TX, TX2050R, 2050 Roanoke Road, 76262-9616
We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.
As a company, we were established by Chuck at http://www.aboutschwab.com/about/leadership/charles_schwab over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.
Our department, Market and Investment Risk Management (MIR), sits within Corporate Risk Management organization and is responsible for managing credit, market, capital, and liquidity risks for the firm. MIR seeks a risk management professional to work with our subject matter experts in support of managing MIR’s internal controls standards and repository. This position will also provide support for responding to regulatory and audit engagements. Additionally, you will help manage MIR’s company-facing intranet sites. This is an individual contributor role.
What you’ll do:
Manage and enhance MIR’s internal controls documentation
Standardize procedure templates and manage repository of procedures
Maintain the Risk & Control Self-Assessment (RCSA) for MIR
Participate in Risk and Control Self-Assessment Workshops with the team to identify opportunities for improvement to their internal controls documentation
Maintain documentation in response to regulatory and internal engagement activities
Create and maintain MIR’s SharePoint/wiki pages
Support process improvement initiatives
What you have:
2+ years of working knowledge of risk management principles, methodologies, control frameworks, and/or governance principles and activities
1+ years of work in a financial services environment
Experience documenting technical and/or modeling processes and writing procedures
Strong communication skills, written and verbal
Bachelor’s degree required
Experience with Liquidity, Credit, Market, and/or Capital risk management preferred
Regulatory, auditing, or risk management experience preferred
Experience with SharePoint/wiki preferred
What you’ll get:
Comprehensive Compensation and Benefits package
Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts
Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program
Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions
Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships
Not just a job, but a career, with an opportunity to do the best work of your life
Learn more about Life@Schwab at http://www.aboutschwab.com/careers/lifeatschwab/" .
Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.
Relocation Offered?: No
Work Schedule: Days
Languages: English - spoken
Current Licenses / Certifications: None
Relevant Work Experience: Internal Audit, Financial Services-2-5 yrs, Risk Analysis
Position Located In: TX - Westlake
Job Type: Full Time
Activation Date: Wednesday, April 25, 2018
Expiration Date: Friday, June 1, 2018